Current Opportunities
Current 1099 Opportunities
DENVER, CO
Major national firm with offices in Denver, CO has an immediate opening for an S-7 & 66 advisor with current GDC of $200K with AUM of $15K. Excellent transition, business development coaching and an 80 – 88% payout depending on business mix.
ATLANTA, GA
Regional firm is seeking an advisor in suburban Atlanta, GA. This position is for an S-7 & 66 advisor with current GDC of $150K with AUM of $15K. Excellent payout, business development coaching and an 85% payout depending on business mix.
FINANCIAL ADVISOR – KY
Our client is seeking an experienced advisor in the Louisville area. The position also includes servicing the Lexington and Maysville areas. It’s a unique opportunity to run a practice in one of the largest CPA firms in Kentucky. The ideal advisor will have a Series 7, 66 and 63 or 65, plus insurance licenses, and maintain an existing book of transferable assets of $20+MM. Upon hiring, you’ll inherit a book of business, doing 300K in revenue. Offer includes: competitive compensation, W-2 plus bonus or 1099 and full office staff and support. Prior leadership experience a plus, along with the ability to grow and develop talent.
FINANCIAL ADVISOR – LONG ISLAND, NY
National firm is seeking an advisor for their Long Island, NY corporate branch. The position is for an S-7 & 66 advisor with a CFP or equivalent. This position is full time, offers a W-2 salary plus health benefits, bonus, and a transition package. Ideal candidate will have three years’ experience with current production in excess of $250,000 GDC and $35MM in AUM. Book ownership is in the employment contract.
FINANCIAL ADVISOR – GREENSBORO, NC
Requirements: 3+ yr industry experience, Degree: BA Registrations: S7, S66, Insurance Certifications: CFP Production: T-12 AUM: $40 MM; T-12 GDC: $350,000 Transition Package, W-2 with commissions and bonus, health insurance, 401K. Book Ownership.
Current W2 Opportunities
FINANCIAL ADVISOR – ASHEVILLE, NC
Our client, a Wall Street firm, is seeking an experienced financial professional for a new I-40 branch office based in Asheville. The candidate will be responsible for developing a long-term strategy to create and grow a profitable branch, ultimately responsible for the reporting of all financial and operational information and recruiting and training new staff members. Offer includes: book ownership by contract, W-2 with bonus or 1099 and transition allowance. Qualifications include: BA degree or equivalent business experience, Series 7, 66 (63 or 65), insurance licenses and five+ years’ investment experience. Future management or supervisory opportunity available with a S9/10 and 24. Practicing CFP® or CFA® helpful.
FINANCIAL ADVISOR – NEW YORK CITY
National firm is seeking an advisor for their Manhattan, NY corporate branch. The position is for an S-7 & 66 advisor with a CFP or equivalent. This position is full time, offers a W-2 salary plus health benefits, bonus, and a transition package. Ideal candidate will have three years’ experience with current production in excess of $250,000 GDC and $35MM in AUM. Book ownership is in the employment contract.
FINANCIAL ADVISOR – WINSTON-SALEM, NC
Requirements: 3+ yr industry experience, Degree: BA
Registrations: S7, S66, SIE NC Insurance Licenses
Certifications: CFP helpful, Production: T-12 AUM: $30 MM, T-12 GDC: $250,000. Full office with assistant, transition package, W-2 payout with bonus, health insurance, 401K and book ownership. A great opportunity for the advisor looking for the path to independence.
SENIOR FINANCIAL ADVISOR – DALLAS, TX (Galleria)
Requirements: 5+ yr industry experience, Degree: BA
Registrations: S7, S66. Certifications: CFP CES or other, Production: T-12 AUM: $40 MM, T-12 GDC: $350,000.
Hybrid position – great transition package, W-2 plus bonus or 1099, Health Insurance, 401K, Book Ownership